Finra bars ex-UBS dealer in Texas who offered phony annuities
A 25-year veteran monetary guide who labored for UBS Monetary Services and products Inc. in Waco, Texas, was once barred from the securities business Friday via the Monetary Trade Regulatory Authority Inc. for his function in off-the-books, non-public securities transactions, in step with Finra.
The monetary guide, Robert Earl Turner Jr., was once eager about