Rep monkeyed round with Jstomer news to promote extra GPB: Finra

The Monetary Trade Regulatory Authority Inc. ultimate week penalized some other broker-dealer, Coastal Equities Inc., over gross sales in 2018 of personal placement controlled by means of GPB Capital Holdings.

However Finra, within the $418,000 agreement dated December 16 with Coastal Equities, cited the company’s failing to oversee considered one of its registered representatives, dubbed